Stocks| Investment| BOCHK – Bank of China (Hong Kong) Limited
Multiple Trading Channels and Various Order Types in three Stocks Markets
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Comprehensive Securities Services &
Multiple Trading Channels
Trading Channel
Securities Trading & IPO Shares Subscription
Securities Margin Trading*
NotALot
Set Up/Amend
Monthly Stocks Savings Plan
IPO Financing*
Mobile Banking
Internet Banking
Automated Stock
Trading Hotline
Manned Investment Trading Hotline
Branches with Securities Trading Services
^
Stock Custodian fees will be charged only once even if you hold HK Stocks, A Shares and US Stocks in the same securities account. For details of service charges of local securities, A Shares, US Securities, Singapore Securities - Jardine Group Stocks and US Securities listed in Hong Kong, click here for details.
^Securities Trading services are only applicable to designated branches
*Reminder: To borrow or not to borrow? Borrow only if you can repay!

Various Order Types

Offer various order types at all trading channels for your selection

The above information is subject to the latest announcement made by the Hong Kong Exchanges and Clearing Limited (“HKEx”).

Hong Kong Investors Trade A Shares

Provide strong RMB services, including exchange, deposits, etc. , up-to-date A Shares market information and A Shares market analysis

Trading Shanghai A Shares in Hong Kong
Trading Shenzhen A Shares in Hong Kong
Stocks available for trading
Constituent stocks of SSE 180 Index
Constituent stocks of SSE 380 Index
A Shares listed on both Stock Exchange of Hong Kong Limited (“SEHK”) and Shanghai Stock Exchange (“SSE”)
(Excluding A Shares under risk alert board)
Constituent stocks of SZSE, Component Index & SZSE Small/Mid Cap Innovation index with a market capitalization of at least RMB 6 billion
A Shares listed on both Stock Exchange of Hong Kong Limited (“SEHK”) and Shenzhen Stock Exchange (“SZSE”)
(Excluding A Shares under risk alert board)
Quota
Daily quota is RMB 52 billion respectively
Stock code
6 digits (First 2-digit is “60”)
6 digits (First 2-digit is “00” or “30”)
Settlement currency
RMB
Board lot size
100 shares per each board lot
Price limit
+/-10% of the previous closing price
Tick size
Flat fee of RMB 0.01
Trading hours
Opening Call Auction session: 9:15 am – 9:25 am
Morning session: 9:30 am – 11:30 am
Afternoon session: 1:00 pm – 2:57 pm
Closing Call Auction session: 2:57 pm – 3:00 pm
Trading days^
All business days on which both markets are open for trading and banking services are available in both markets on the corresponding funds settlement days
Clearing and settlement
Stocks clearing: T day
Funds settlement: T+1 day
Day trading
Not allowed. Stocks purchased on T day can only be sold on or after T+1 day
Stock Custodian
In scripless form, physical withdrawal is not allowed
^For the trading day arrangement of Stock Connect, please refer to the Trading calendar of Stock Connect released by the Hong Kong Exchanges and Clearing Limited.

US Stocks Trading

Provide up-to-date US Stocks information The brokerage fee as low as USD16 No handling fee for dividend collection and corporate actions

US Stocks
Stocks available for trading
New York Stock Exchange (NYSE)
NASDAQ
NYSE Amex Equities Market
Settlement Currency
USD
Trading hours
United States Time (United States Eastern trading hours)
9:30 am – 4:00 pm

Hong Kong Time (United States Summer Time)
9:30 pm – 4:00 am

Hong Kong Time (United States Winter Time)
10:30 pm – 5:00 am
Clearing and settlement
Stocks clearing: T+2 day
Funds settlement: T+2 day

Securities Tutorial

More tutorials to help you invest easily

Know More     >
Reminder: To borrow or not to borrow? Borrow only if you can repay!

Multiple channels for easy investment

Mobile Banking

Internet Banking

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Branch Location

Enquiry Now

Personal Customer Service Hotline +852 3988 2388
Monday to Friday 9:00 am to 9:00 pm, Saturday 9:00 am to 6:00 pm, closed on Sunday and public holidays

The following risk disclosure statements cannot disclose all the risks involved and does not take into account any personal circumstances unknown to BOCHK. You should undertake your own independent review and seek independent professional advice before you trade or invest especially if you are uncertain of or have not understood any aspect of the following risk disclosure statements or the nature and risks involved in trading or investment. You should carefully consider whether trading or investment is suitable in light of your own risk tolerance, financial situation, investment experience, investment objectives, investment horizon and investment knowledge.

Important Notice of Trading Odd Lots:
  • Only accept "Market Order" instructions.
  • Only accept not more than 10 transaction instructions per trading day.
  • Will not accept buying odd lots through Mobile Banking via securities margin accounts.
  • Upon receipt of the customer's confirmation of the buy instruction of a Market Order, the transaction amount and additional charges (including brokerage fees and other charges) will be calculated based on the 10 spreads from the nominal price quoted at the time when the order is processed. The sum will be withheld from your available investment amount.
  • For the odd lot selling order, if no "odd lot price" is input, the odd lot order would be executed at the price in the odd lot market, which may deviate by several spreads from the nominal price. The order type of such odd lot orders would be a "Market Order".
  • If the proceeds of the odd lot selling order are less than the related charges, the customer must pay the difference.
  • The buy instruction of a Market Order will be submitted to the market for matching once with the 10 best price queues in the prevailing market and within the range of a maximum of 10 spreads above the nominal price at the time when the order is processed, provided that the order price is not lower than 0.01 of the denominated currency of the relevant stock. The final execution price may deviate considerably from the nominal price at the time of order placement. Any unexecuted orders will be automatically cancelled at once.
  • Stock transactions will be settled on the 2nd trading day after the trade day (T+2 Settlement).
  • All unexecuted orders will be cancelled after the market closes.
  • The processing time is related to the stock liquidity and the number of odd lot shares.
  • Due to the manual processing of odd lot orders, there is no definite range of price difference between the odd lots and the board lots. Such orders may take longer to process and are not guaranteed to be executed.
  • Normally, the execution price of an odd lot order will have several spreads worse than that of a board lot order. BOCHK does not guarantee that investors can execute the odd lot orders at the best prices. The odd lot selling order under monthly savings plan would be executed at the prevailing price of the board lot market.
  • HKEx stipulates that the number of odd shares purchased and sold shall not exceed one board lot. When choosing odd lot order trading, an order with a share quantity equal to or exceeding one board lot of the stock will be rejected.
  • The quantity of odd lot stocks can be accumulated to reach one board lot in securities account. However, BOCHK Mobile Banking and Internet Banking do not provide the service of splitting one board lot stocks into odd lots for stocks selling.
  • The buying odd lot stock list is subject to change by BOCHK from time to time without prior notice.
  • By using BOCHK’s odd lot trading services, you agree to the terms set out in this Important Notice.

Risk Disclosure of Securities Trading
Risk of Securities Trading
Monthly Stocks Savings Plan is not equivalent to, nor should it be treated as a substitute for, time deposit. The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling securities.

Risk of Securities Margin Trading
The risk of loss in financing a transaction by deposit of collateral is significant. You may sustain losses in excess of your cash and any other assets deposited as collateral with the licensed or registered person. Market conditions may make it impossible to execute contingent orders, such as "stop-loss" or "stop-limit" orders. You may be called upon at short notice to make additional margin or interest payments. If the required margin or interest payments are not made within the prescribed time, your collateral may be liquidated without your consent. Moreover, you will remain liable for any resulting deficit in your account and interest charged on your account. You should therefore carefully consider whether such a financing arrangement is suitable in light of your own risk tolerance, financial situation, investment experience, investment objectives, investment horizon and investment knowledge.

You are reminded to understand the relevant details, risks, charges and important notes before investing in Shanghai A shares or Shenzhen A shares. For details, please read the “Important Notice of Trading China A Shares and A Shares Margin Trading via Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect” in BOCHK’s website or the branch staff of BOCHK.

Conversion Limitation Risk of RMB (Only applicable to Individual Customers)
RMB investments are subject to exchange rate fluctuations which may provide both opportunities and risks. The fluctuation in the exchange rate of RMB may result in losses in the event that the customer converts RMB into HKD or other foreign currencies. RMB is currently not fully freely convertible. Individual customers can be offered CNH rate to conduct conversion of RMB through bank accounts and may occasionally not be able to do so fully or immediately, for which it is subject to the RMB position of the banks and their commercial decisions at that moment. Customers should consider and understand the possible impact on their liquidity of RMB funds in advance.

Conversion Limitation Risk of RMB (Only applicable to Corporate Customers)
RMB investments are subject to exchange rate fluctuations which may provide both opportunities and risks. The fluctuation in the exchange rate of RMB may result in losses in the event that the customer converts RMB into HKD or other foreign currencies. RMB is currently not fully freely convertible. Corporate customers that intend to conduct conversion of RMB through banks may occasionally not be able to do so fully or immediately, for which it is subject to the RMB position of the banks and their commercial decisions at that moment. Customers should consider and understand the possible impact on their liquidity of RMB funds in advance.

Important Notice of US Securities
You should fully understand the details, risks, charges and important notice before invest in US securities. You should seek advice from your professional advisors as to your particular tax position, including but not limited to estate duty and withholding tax that might arise from investing in overseas products.

US securities investment services are not applicable to US persons and might only be applicable to limited jurisdiction. Any person considering an investment should seek independent advice on the suitability or otherwise of the particular investment.

Since the server requires regular maintenance services, the system will not be able to provide the trading, fund transfer, checking securities custody, enquiring transaction records and corporate action services at the following time: Hong Kong time Mondays to Saturdays 12:00pm – 12:30pm.

Since the server requires additional maintenance services, the system will not be able to provide the trading, fund transfer and corporate action services (enquiry function remains normal) at the following time: Hong Kong time daily 12:45pm – 5:30pm (during Standard Time in the United States - from the first Sunday in November to the second Sunday in March) or 11:45am – 4:30pm (during Daylight Saving Time in the United States - from the second Sunday in March to the first Sunday in November).

This page does not constitute any offer, solicitation, recommendation, comment or guarantee to the purchase, subscription or sale of any investment product or service and it should not be considered as investment advice.

This page is issued by BOCHK and the contents have not been reviewed by the Securities and Futures Commission of Hong Kong.

The following risk disclosure statements cannot disclose all the risks involved and does not take into account any personal circumstances unknown to BOCHK. You should undertake your own independent review and seek independent professional advice before you trade or invest especially if you are uncertain of or have not understood any aspect of the following risk disclosure statements or the nature and risks involved in trading or investment. You should carefully consider whether trading or investment is suitable in light of your own risk tolerance, financial situation, investment experience, investment objectives, investment horizon and investment knowledge.

Important Notice of Trading Odd Lots:
  • Only accept "Market Order" instructions.
  • Only accept not more than 10 transaction instructions per trading day.
  • Will not accept buying odd lots through Mobile Banking via securities margin accounts.
  • Upon receipt of the customer's confirmation of the buy instruction of a Market Order, the transaction amount and additional charges (including brokerage fees and other charges) will be calculated based on the 10 spreads from the nominal price quoted at the time when the order is processed. The sum will be withheld from your available investment amount.
  • For the odd lot selling order, if no "odd lot price" is input, the odd lot order would be executed at the price in the odd lot market, which may deviate by several spreads from the nominal price. The order type of such odd lot orders would be a "Market Order".
  • If the proceeds of the odd lot selling order are less than the related charges, the customer must pay the difference.
  • The buy instruction of a Market Order will be submitted to the market for matching once with the 10 best price queues in the prevailing market and within the range of a maximum of 10 spreads above the nominal price at the time when the order is processed, provided that the order price is not lower than 0.01 of the denominated currency of the relevant stock. The final execution price may deviate considerably from the nominal price at the time of order placement. Any unexecuted orders will be automatically cancelled at once.
  • Stock transactions will be settled on the 2nd trading day after the trade day (T+2 Settlement).
  • All unexecuted orders will be cancelled after the market closes.
  • The processing time is related to the stock liquidity and the number of odd lot shares.
  • Due to the manual processing of odd lot orders, there is no definite range of price difference between the odd lots and the board lots. Such orders may take longer to process and are not guaranteed to be executed.
  • Normally, the execution price of an odd lot order will have several spreads worse than that of a board lot order. BOCHK does not guarantee that investors can execute the odd lot orders at the best prices. The odd lot selling order under monthly savings plan would be executed at the prevailing price of the board lot market.
  • HKEx stipulates that the number of odd shares purchased and sold shall not exceed one board lot. When choosing odd lot order trading, an order with a share quantity equal to or exceeding one board lot of the stock will be rejected.
  • The quantity of odd lot stocks can be accumulated to reach one board lot in securities account. However, BOCHK Mobile Banking and Internet Banking do not provide the service of splitting one board lot stocks into odd lots for stocks selling.
  • The buying odd lot stock list is subject to change by BOCHK from time to time without prior notice.
  • By using BOCHK’s odd lot trading services, you agree to the terms set out in this Important Notice.

Risk Disclosure of Securities Trading
Risk of Securities Trading
Monthly Stocks Savings Plan is not equivalent to, nor should it be treated as a substitute for, time deposit. The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling securities.

Risk of Securities Margin Trading
The risk of loss in financing a transaction by deposit of collateral is significant. You may sustain losses in excess of your cash and any other assets deposited as collateral with the licensed or registered person. Market conditions may make it impossible to execute contingent orders, such as "stop-loss" or "stop-limit" orders. You may be called upon at short notice to make additional margin or interest payments. If the required margin or interest payments are not made within the prescribed time, your collateral may be liquidated without your consent. Moreover, you will remain liable for any resulting deficit in your account and interest charged on your account. You should therefore carefully consider whether such a financing arrangement is suitable in light of your own risk tolerance, financial situation, investment experience, investment objectives, investment horizon and investment knowledge.

You are reminded to understand the relevant details, risks, charges and important notes before investing in Shanghai A shares or Shenzhen A shares. For details, please read the “Important Notice of Trading China A Shares and A Shares Margin Trading via Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect” in BOCHK’s website or the branch staff of BOCHK.

Conversion Limitation Risk of RMB (Only applicable to Individual Customers)
RMB investments are subject to exchange rate fluctuations which may provide both opportunities and risks. The fluctuation in the exchange rate of RMB may result in losses in the event that the customer converts RMB into HKD or other foreign currencies. RMB is currently not fully freely convertible. Individual customers can be offered CNH rate to conduct conversion of RMB through bank accounts and may occasionally not be able to do so fully or immediately, for which it is subject to the RMB position of the banks and their commercial decisions at that moment. Customers should consider and understand the possible impact on their liquidity of RMB funds in advance.

Conversion Limitation Risk of RMB (Only applicable to Corporate Customers)
RMB investments are subject to exchange rate fluctuations which may provide both opportunities and risks. The fluctuation in the exchange rate of RMB may result in losses in the event that the customer converts RMB into HKD or other foreign currencies. RMB is currently not fully freely convertible. Corporate customers that intend to conduct conversion of RMB through banks may occasionally not be able to do so fully or immediately, for which it is subject to the RMB position of the banks and their commercial decisions at that moment. Customers should consider and understand the possible impact on their liquidity of RMB funds in advance.

Important Notice of US Securities
You should fully understand the details, risks, charges and important notice before invest in US securities. You should seek advice from your professional advisors as to your particular tax position, including but not limited to estate duty and withholding tax that might arise from investing in overseas products.

US securities investment services are not applicable to US persons and might only be applicable to limited jurisdiction. Any person considering an investment should seek independent advice on the suitability or otherwise of the particular investment.

Since the server requires regular maintenance services, the system will not be able to provide the trading, fund transfer, checking securities custody, enquiring transaction records and corporate action services at the following time: Hong Kong time Mondays to Saturdays 12:00pm – 12:30pm.

Since the server requires additional maintenance services, the system will not be able to provide the trading, fund transfer and corporate action services (enquiry function remains normal) at the following time: Hong Kong time daily 12:45pm – 5:30pm (during Standard Time in the United States - from the first Sunday in November to the second Sunday in March) or 11:45am – 4:30pm (during Daylight Saving Time in the United States - from the second Sunday in March to the first Sunday in November).

This page does not constitute any offer, solicitation, recommendation, comment or guarantee to the purchase, subscription or sale of any investment product or service and it should not be considered as investment advice.

This page is issued by BOCHK and the contents have not been reviewed by the Securities and Futures Commission of Hong Kong.